Compliance roles
Openings across banking, asset management, brokerage, and fintech.
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What do the pillars mean?
- P1 — Traditional Banking: Community banks, credit unions, consumer lending, mortgage
- P2 — Investment & Asset Mgmt: Asset managers, hedge funds, private equity, private credit, family offices
- P3 — Brokerage & Investment Banking: Broker-dealers, investment banks, swaps/commodities dealers
- P4 — Payments, Fintech & Emerging Assets: Payments, money services businesses, cryptocurrencies, digital assets, Banking-as-a-Service, and other digitally native financial products and services
833 jobs match. · Showing 1–50
| Company | Link | |||||
|---|---|---|---|---|---|---|
| Company name shown to subscribers | Compliance Officer, Oversight | Generalist | P4 | Chicago, IL | 2026-10-21 | |
| Company name shown to subscribers | Governance Lead, Scheme Compliance | Generalist | P4 | San Francisco, CA | 2026-10-21 | |
| Company name shown to subscribers | VP/AML Investigations Manager | Financial Crime / AML | P1 | Apollo Beach, FL | 2026-10-21 | |
| Company name shown to subscribers | Specialist, DC Compliance & Documentation | Generalist | P2 | Multiple Locations | 2026-10-21 | |
| Company name shown to subscribers | Compliance Officer, Registrations | Licensing & Registrations | P2 | Toronto, ON | 2026-10-21 | |
| Company name shown to subscribers | Bank Secrecy Act Representative | Financial Crime / AML | P1 | Peoria, IL | 2026-10-21 | |
| Company name shown to subscribers | Associate Director, Compliance | Generalist | P1 | Remote | 2026-10-21 | |
| Company name shown to subscribers | Surveillance Investigator 1 | Trade Surveillance / Control Room / Conduct | P1 | Multiple Locations | 2026-10-21 | |
| Company name shown to subscribers | Compliance - Risk Management Lead - Vice President | Generalist | P2 | Multiple Locations | 2026-10-21 | |
| Company name shown to subscribers | Financial Crimes Specialist | Financial Crime / AML | P1 | New York City, NY | 2026-10-21 | |
| Company name shown to subscribers | Summer Intern 2027 - Legal and Compliance | Generalist | P2 | Boston, MA | 2026-10-21 | |
| Company name shown to subscribers | Compliance Manager - Asset Management | Generalist | P3 | Bethesda, MD | 2026-10-21 | |
| Company name shown to subscribers | Financial Crimes Investigator I | Financial Crime / AML | P1 | Louisville, KY | 2026-10-21 | |
| Company name shown to subscribers | BSA Advisor | Financial Crime / AML | P1 | Remote | 2026-10-21 | |
| Company name shown to subscribers | Financial Crime Risk Analyst – Sanctions (US) , Name Screening | Financial Crime / AML | P1 | Multiple Locations | 2026-10-21 | |
| Company name shown to subscribers | Senior Compliance Officer, Communications Trade Surveillance | Trade Surveillance / Control Room / Conduct | P1 | New York City, NY | 2026-10-21 | |
| Company name shown to subscribers | Senior Compliance Officer, Surveillance | Trade Surveillance / Control Room / Conduct | P1 | New York City, NY | 2026-10-21 | |
| Company name shown to subscribers | Business Risk Specialist 3 – AML | Financial Crime / AML | P1 | St. Paul, MN | 2026-10-21 | |
| Company name shown to subscribers | Regulatory Filing Specialist | Regulatory Affairs / Exams / Change | P1 | Milwaukee, WI | 2026-10-21 | |
| Company name shown to subscribers | Compliance Risk Manager Senior – Broker/Dealer | Generalist | P1 | Multiple Locations | 2026-10-21 | |
| Company name shown to subscribers | Legal & Compliance Department - Sanctions Operations Part-time Staff | Financial Crime / AML | P3 | New York City, NY | 2026-10-20 | |
| Company name shown to subscribers | Senior Vice President, Product Solutioner (Performance & Compliance, Fund & Investor Solutions Compliance Monitoring) | Compliance Testing / Monitoring / QA | P2 | Boston, MA | 2026-10-20 | |
| Company name shown to subscribers | AML Sr. Investigator I - Sanctions Escalations | Financial Crime / AML | P1 | Multiple Locations | 2026-10-20 | |
| Company name shown to subscribers | Manager, Compliance Advisory | Enterprise Services | Generalist | P1 | McLean, VA | 2026-10-20 | |
| Company name shown to subscribers | Senior Investment Compliance Analyst | Generalist | P3 | New York City, NY | 2026-10-20 | |
| Company name shown to subscribers | Director, Compliance and Field Supervision | Supervision / Sales Practice | P2 | Chicago, IL | 2026-10-20 | |
| Company name shown to subscribers | Compliance - Surveillance Lead (Futures) - Vice President | Trade Surveillance / Control Room / Conduct | P2 | Jersey City, NJ | 2026-10-20 | |
| Company name shown to subscribers | Global Sanctions Manager | Financial Crime / AML | P4 | Dallas, TX | 2026-10-19 | |
| Company name shown to subscribers | Analyst - Compliance | Generalist | P1 | Multiple Locations | 2026-10-19 | |
| Company name shown to subscribers | Director - Compliance | Generalist | P1 | Toronto, ON | 2026-10-19 | |
| Company name shown to subscribers | Manager - Compliance - Testing Center of Excellence | Generalist | P1 | Multiple Locations | 2026-10-19 | |
| Company name shown to subscribers | Principal - Compliance | Generalist | P1 | Glen Allen, VA | 2026-10-19 | |
| Company name shown to subscribers | Managing Director, Asset Management Regulatory Compliance | Generalist | P3 | Multiple Locations | 2026-10-19 | |
| Company name shown to subscribers | AI Transformation Compliance & Non-Financial Risk Senior Associate | Compliance Tech / Engineering / Data | P2 | New York City, NY | 2026-10-19 | |
| Company name shown to subscribers | Sr Cybersecurity Governance, Risk and Compliance Manager | Privacy / Data / Cybersecurity | P1 | Remote | 2026-10-19 | |
| Company name shown to subscribers | Senior Vice President, AI Governance Lead - Data, Risk & Regulatory Frameworks | Regulatory Affairs / Exams / Change | P2 | New York City, NY | 2026-10-19 | |
| Company name shown to subscribers | Manager, Compliance Privacy Advisor | Privacy / Data / Cybersecurity | P1 | McLean, VA | 2026-10-19 | |
| Company name shown to subscribers | Bilingual Senior Compliance Officer | Generalist | P2 | Multiple Locations | 2026-10-19 | |
| Company name shown to subscribers | Head of Financial Crimes Compliance & AML/BSA Officer | Financial Crime / AML | P4 | Multiple Locations | 2026-10-19 | |
| Company name shown to subscribers | Investments Regional Supervision Principal | Supervision / Sales Practice | P1 | Multiple Locations | 2026-10-19 | |
| Company name shown to subscribers | Business Line Anti-Financial Crime Advisory – Client Risk Appetite Monitoring - Vice President | Financial Crime / AML | P3 | New York City, NY | 2026-10-19 | |
| Company name shown to subscribers | Senior Operations Compliance Analyst | Generalist | P1 | Pittsburgh, PA | 2026-10-19 | |
| Company name shown to subscribers | Senior Counsel, Regulatory | Regulatory Affairs / Exams / Change | P4 | New York City, NY | 2026-10-19 | |
| Company name shown to subscribers | Compliance Officer - Broker Dealer & RIA | Generalist | P1 | Raleigh, NC | 2026-10-19 | |
| Company name shown to subscribers | Product Manager - AML & Fraud/Credit | Financial Crime / AML | P4 | Multiple Locations | 2026-10-19 | |
| Company name shown to subscribers | Compliance Consultant | Generalist | P3 | Norfolk, NE | 2026-10-19 | |
| Company name shown to subscribers | Contracting and Licensing Specialist-1 | Licensing & Registrations | P3 | Columbia, MO | 2026-10-19 | |
| Company name shown to subscribers | Wealth Operations & Supervision, Vice President (Wealth Custody & Clearing) | Supervision / Sales Practice | P2 | Multiple Locations | 2026-10-19 | |
| Company name shown to subscribers | Compliance Officer- Office Exams | Generalist | P2 | Chicago, IL | 2026-10-19 | |
| Company name shown to subscribers | Compliance Officer-Data Analytics & Reporting | Compliance Tech / Engineering / Data | P2 | Chicago, IL | 2026-10-19 |
Company name shown to subscribers
Compliance Officer, Oversight
- Function
- Generalist
- Location
- Chicago, IL
- First seen
- 2026-10-21
Company name shown to subscribers
Governance Lead, Scheme Compliance
- Function
- Generalist
- Location
- San Francisco, CA
- First seen
- 2026-10-21
Company name shown to subscribers
VP/AML Investigations Manager
- Function
- Financial Crime / AML
- Location
- Apollo Beach, FL
- First seen
- 2026-10-21
Company name shown to subscribers
Specialist, DC Compliance & Documentation
- Function
- Generalist
- Location
- Multiple Locations
- First seen
- 2026-10-21
Company name shown to subscribers
Compliance Officer, Registrations
- Function
- Licensing & Registrations
- Location
- Toronto, ON
- First seen
- 2026-10-21
Company name shown to subscribers
Bank Secrecy Act Representative
- Function
- Financial Crime / AML
- Location
- Peoria, IL
- First seen
- 2026-10-21
Company name shown to subscribers
Associate Director, Compliance
- Function
- Generalist
- Location
- Remote
- First seen
- 2026-10-21
Company name shown to subscribers
Surveillance Investigator 1
- Function
- Trade Surveillance / Control Room / Conduct
- Location
- Multiple Locations
- First seen
- 2026-10-21
Company name shown to subscribers
Compliance - Risk Management Lead - Vice President
- Function
- Generalist
- Location
- Multiple Locations
- First seen
- 2026-10-21
Company name shown to subscribers
Financial Crimes Specialist
- Function
- Financial Crime / AML
- Location
- New York City, NY
- First seen
- 2026-10-21
Company name shown to subscribers
Summer Intern 2027 - Legal and Compliance
- Function
- Generalist
- Location
- Boston, MA
- First seen
- 2026-10-21
Company name shown to subscribers
Compliance Manager - Asset Management
- Function
- Generalist
- Location
- Bethesda, MD
- First seen
- 2026-10-21
Company name shown to subscribers
Financial Crimes Investigator I
- Function
- Financial Crime / AML
- Location
- Louisville, KY
- First seen
- 2026-10-21
Company name shown to subscribers
BSA Advisor
- Function
- Financial Crime / AML
- Location
- Remote
- First seen
- 2026-10-21
Company name shown to subscribers
Financial Crime Risk Analyst – Sanctions (US) , Name Screening
- Function
- Financial Crime / AML
- Location
- Multiple Locations
- First seen
- 2026-10-21
Company name shown to subscribers
Senior Compliance Officer, Communications Trade Surveillance
- Function
- Trade Surveillance / Control Room / Conduct
- Location
- New York City, NY
- First seen
- 2026-10-21
Company name shown to subscribers
Senior Compliance Officer, Surveillance
- Function
- Trade Surveillance / Control Room / Conduct
- Location
- New York City, NY
- First seen
- 2026-10-21
Company name shown to subscribers
Business Risk Specialist 3 – AML
- Function
- Financial Crime / AML
- Location
- St. Paul, MN
- First seen
- 2026-10-21
Company name shown to subscribers
Regulatory Filing Specialist
- Function
- Regulatory Affairs / Exams / Change
- Location
- Milwaukee, WI
- First seen
- 2026-10-21
Company name shown to subscribers
Compliance Risk Manager Senior – Broker/Dealer
- Function
- Generalist
- Location
- Multiple Locations
- First seen
- 2026-10-21
Company name shown to subscribers
Legal & Compliance Department - Sanctions Operations Part-time Staff
- Function
- Financial Crime / AML
- Location
- New York City, NY
- First seen
- 2026-10-20
Company name shown to subscribers
Senior Vice President, Product Solutioner (Performance & Compliance, Fund & Investor Solutions Compliance Monitoring)
- Function
- Compliance Testing / Monitoring / QA
- Location
- Boston, MA
- First seen
- 2026-10-20
Company name shown to subscribers
AML Sr. Investigator I - Sanctions Escalations
- Function
- Financial Crime / AML
- Location
- Multiple Locations
- First seen
- 2026-10-20
Company name shown to subscribers
Manager, Compliance Advisory | Enterprise Services
- Function
- Generalist
- Location
- McLean, VA
- First seen
- 2026-10-20
Company name shown to subscribers
Senior Investment Compliance Analyst
- Function
- Generalist
- Location
- New York City, NY
- First seen
- 2026-10-20
Company name shown to subscribers
Director, Compliance and Field Supervision
- Function
- Supervision / Sales Practice
- Location
- Chicago, IL
- First seen
- 2026-10-20
Company name shown to subscribers
Compliance - Surveillance Lead (Futures) - Vice President
- Function
- Trade Surveillance / Control Room / Conduct
- Location
- Jersey City, NJ
- First seen
- 2026-10-20
Company name shown to subscribers
Global Sanctions Manager
- Function
- Financial Crime / AML
- Location
- Dallas, TX
- First seen
- 2026-10-19
Company name shown to subscribers
Analyst - Compliance
- Function
- Generalist
- Location
- Multiple Locations
- First seen
- 2026-10-19
Company name shown to subscribers
Director - Compliance
- Function
- Generalist
- Location
- Toronto, ON
- First seen
- 2026-10-19
Company name shown to subscribers
Manager - Compliance - Testing Center of Excellence
- Function
- Generalist
- Location
- Multiple Locations
- First seen
- 2026-10-19
Company name shown to subscribers
Principal - Compliance
- Function
- Generalist
- Location
- Glen Allen, VA
- First seen
- 2026-10-19
Company name shown to subscribers
Managing Director, Asset Management Regulatory Compliance
- Function
- Generalist
- Location
- Multiple Locations
- First seen
- 2026-10-19
Company name shown to subscribers
AI Transformation Compliance & Non-Financial Risk Senior Associate
- Function
- Compliance Tech / Engineering / Data
- Location
- New York City, NY
- First seen
- 2026-10-19
Company name shown to subscribers
Sr Cybersecurity Governance, Risk and Compliance Manager
- Function
- Privacy / Data / Cybersecurity
- Location
- Remote
- First seen
- 2026-10-19
Company name shown to subscribers
Senior Vice President, AI Governance Lead - Data, Risk & Regulatory Frameworks
- Function
- Regulatory Affairs / Exams / Change
- Location
- New York City, NY
- First seen
- 2026-10-19
Company name shown to subscribers
Manager, Compliance Privacy Advisor
- Function
- Privacy / Data / Cybersecurity
- Location
- McLean, VA
- First seen
- 2026-10-19
Company name shown to subscribers
Bilingual Senior Compliance Officer
- Function
- Generalist
- Location
- Multiple Locations
- First seen
- 2026-10-19
Company name shown to subscribers
Head of Financial Crimes Compliance & AML/BSA Officer
- Function
- Financial Crime / AML
- Location
- Multiple Locations
- First seen
- 2026-10-19
Company name shown to subscribers
Investments Regional Supervision Principal
- Function
- Supervision / Sales Practice
- Location
- Multiple Locations
- First seen
- 2026-10-19
Company name shown to subscribers
Business Line Anti-Financial Crime Advisory – Client Risk Appetite Monitoring - Vice President
- Function
- Financial Crime / AML
- Location
- New York City, NY
- First seen
- 2026-10-19
Company name shown to subscribers
Senior Operations Compliance Analyst
- Function
- Generalist
- Location
- Pittsburgh, PA
- First seen
- 2026-10-19
Company name shown to subscribers
Senior Counsel, Regulatory
- Function
- Regulatory Affairs / Exams / Change
- Location
- New York City, NY
- First seen
- 2026-10-19
Company name shown to subscribers
Compliance Officer - Broker Dealer & RIA
- Function
- Generalist
- Location
- Raleigh, NC
- First seen
- 2026-10-19
Company name shown to subscribers
Product Manager - AML & Fraud/Credit
- Function
- Financial Crime / AML
- Location
- Multiple Locations
- First seen
- 2026-10-19
Company name shown to subscribers
Compliance Consultant
- Function
- Generalist
- Location
- Norfolk, NE
- First seen
- 2026-10-19
Company name shown to subscribers
Contracting and Licensing Specialist-1
- Function
- Licensing & Registrations
- Location
- Columbia, MO
- First seen
- 2026-10-19
Company name shown to subscribers
Wealth Operations & Supervision, Vice President (Wealth Custody & Clearing)
- Function
- Supervision / Sales Practice
- Location
- Multiple Locations
- First seen
- 2026-10-19
Company name shown to subscribers
Compliance Officer- Office Exams
- Function
- Generalist
- Location
- Chicago, IL
- First seen
- 2026-10-19
Company name shown to subscribers
Compliance Officer-Data Analytics & Reporting
- Function
- Compliance Tech / Engineering / Data
- Location
- Chicago, IL
- First seen
- 2026-10-19
About this board
Diamond is Ophelos Opal’s compliance board. It carries 833 curated compliance and regulatory attorney openings across banking, asset management, brokerage, and fintech in the United States and Canada, from analysts to chief compliance officers, spanning thirteen functions from financial crime and AML to trade surveillance to consumer compliance. The roles are curated every day from the career pages of more than 1,000 financial-services companies, including the hundreds of smaller companies that never advertise on the big platforms. Nothing on the board is promoted or sponsored, and no company can pay to appear here. Anyone may browse every role free with company names hidden. A $5-a-week membership shows every company name and links each role straight to the employer’s own posting, one click from applying. The Last Updated stamp below shows the most recent refresh.