Compliance roles
Openings across banking, asset management, brokerage, and fintech.
You’re viewing the full Diamond board with company names hidden. Subscribers see every company and a direct link to every posting. $5/week.
What do the pillars mean?
- P1 — Traditional Banking: Community banks, credit unions, consumer lending, mortgage
- P2 — Investment & Asset Mgmt: Asset managers, hedge funds, private equity, private credit, family offices
- P3 — Brokerage & Investment Banking: Broker-dealers, investment banks, swaps/commodities dealers
- P4 — Payments, Fintech & Emerging Assets: Payments, money services businesses, cryptocurrencies, digital assets, Banking-as-a-Service, and other digitally native financial products and services
785 jobs match. · Showing 1–50
| Company | Link | |||||
|---|---|---|---|---|---|---|
| Company name shown to subscribers | Director, Institutional Compliance | Generalist | P2 | San Francisco, CA | 2026-09-05 | |
| Company name shown to subscribers | Compliance Risk Assessment Specialist | Generalist | P2 | Multiple Locations | 2026-09-05 | |
| Company name shown to subscribers | Supervision Portfolio Oversight Manager | Supervision / Sales Practice | P2 | Multiple Locations | 2026-09-05 | |
| Company name shown to subscribers | Surveillance Intern | Trade Surveillance / Control Room / Conduct | P1 | Overland Park, KS | 2026-09-05 | |
| Company name shown to subscribers | Compliance Risk Governance Manager | Generalist | P1 | Columbus, OH | 2026-09-05 | |
| Company name shown to subscribers | AML Sanctions Specialist I | Financial Crime / AML | P1 | Multiple Locations | 2026-09-05 | |
| Company name shown to subscribers | Director, Supervision - Trade Review | Supervision / Sales Practice | P3 | St. Petersburg, FL | 2026-09-05 | |
| Company name shown to subscribers | Manager, Supervision - Trade Review | Supervision / Sales Practice | P3 | St. Petersburg, FL | 2026-09-05 | |
| Company name shown to subscribers | Sr Analyst, Regulatory Advisory Compliance | Regulatory Affairs / Exams / Change | P2 | Owings Mills, MD | 2026-09-05 | |
| Company name shown to subscribers | Head of Commercial Compliance - Americas | Generalist | P4 | San Francisco, CA | 2026-09-05 | |
| Company name shown to subscribers | Assistant Compliance Officer | Generalist | P1 | Harrisburg, PA | 2026-09-05 | |
| Company name shown to subscribers | BSA Analyst I | Financial Crime / AML | P1 | McAllen, TX | 2026-09-05 | |
| Company name shown to subscribers | Compliance Associate, Trading Compliance | Generalist | P2 | Stamford, CT | 2026-09-05 | |
| Company name shown to subscribers | Manager, Incident Response & Governance - Global Compliance | Generalist | P3 | Toronto, ON | 2026-09-05 | |
| Company name shown to subscribers | Corporate Compliance Assurance Manager | Compliance Testing / Monitoring / QA | P1 | Suffolk, VA | 2026-09-05 | |
| Company name shown to subscribers | AML Compliance Advisor Principal | Financial Crime / AML | P2 | Minneapolis, MN | 2026-09-04 | |
| Company name shown to subscribers | Senior Investigator BSA/AML | Financial Crime / AML | P1 | Honolulu, HI | 2026-09-04 | |
| Company name shown to subscribers | Principal - AML/BSA Governance & Advisory | Financial Crime / AML | P1 | Glen Allen, VA | 2026-09-04 | |
| Company name shown to subscribers | Associate, Regulatory Engagement and Broker-Dealer Compliance | Regulatory Affairs / Exams / Change | P2 | Multiple Locations | 2026-09-04 | |
| Company name shown to subscribers | Control Room Associate | Trade Surveillance / Control Room / Conduct | P2 | New York City, NY | 2026-09-04 | |
| Company name shown to subscribers | Associate, Regulatory Compliance | Generalist | P2 | New York City, NY | 2026-09-04 | |
| Company name shown to subscribers | Senior Associate, AML Compliance | Financial Crime / AML | P2 | Chicago, IL | 2026-09-04 | |
| Company name shown to subscribers | Regulatory External Data Services - Fair Lending Analysis -Senior Associate | Consumer Compliance | P2 | Plano, TX | 2026-09-04 | |
| Company name shown to subscribers | Senior Supervisory Principal - Central Supervision Principal | Supervision / Sales Practice | P3 | Multiple Locations | 2026-09-04 | |
| Company name shown to subscribers | Compliance Governance & Reporting Analyst | Generalist | P1 | Multiple Locations | 2026-09-04 | |
| Company name shown to subscribers | Manager, Surveillance Risk & Trends | Trade Surveillance / Control Room / Conduct | P3 | Multiple Locations | 2026-09-04 | |
| Company name shown to subscribers | FIU BSA Investigator (Temporary Assignment) | Financial Crime / AML | P1 | Plymouth, MA | 2026-09-04 | |
| Company name shown to subscribers | Senior Manager, Risk Management & Compliance | Generalist | P1 | Toronto, ON | 2026-09-04 | |
| Company name shown to subscribers | AML Investigator | Financial Crime / AML | P4 | Multiple Locations | 2026-09-04 | |
| Company name shown to subscribers | Manager, GBM AML Monitoring & Testing, Global AML | Financial Crime / AML | P3 | Toronto, ON | 2026-09-04 | |
| Company name shown to subscribers | Senior Manager, AML Models and Analytics - Client Risk Rating | Financial Crime / AML | P3 | Toronto, ON | 2026-09-04 | |
| Company name shown to subscribers | AML Sanctions Specialist I | Financial Crime / AML | P1 | Oak Ridge, NJ | 2026-09-04 | |
| Company name shown to subscribers | Risk and Compliance Program Analyst | Generalist | P1 | Morristown, NJ | 2026-09-04 | |
| Company name shown to subscribers | BSA Regulatory Analyst | Financial Crime / AML | P1 | Honolulu, HI | 2026-09-03 | |
| Company name shown to subscribers | Front Office Control & Surveillance Specialist | Trade Surveillance / Control Room / Conduct | P3 | Montreal, QC | 2026-09-03 | |
| Company name shown to subscribers | Assistant Vice President, Funds Legal and Regulatory | Regulatory Affairs / Exams / Change | P2 | New York City, NY | 2026-09-03 | |
| Company name shown to subscribers | Compliance Analyst | Generalist | P4 | Remote | 2026-09-03 | |
| Company name shown to subscribers | Senior Director, Compliance – Capital Markets | Generalist | P1 | Toronto, ON | 2026-09-03 | |
| Company name shown to subscribers | Client Due Diligence (KYC) Assurance Manager | Financial Crime / AML | P3 | Jacksonville, FL | 2026-09-03 | |
| Company name shown to subscribers | VP, FCM, Tokenization & Stablecoin Compliance Officer | Generalist | P4 | Multiple Locations | 2026-09-03 | |
| Company name shown to subscribers | KYC Analyst I | Financial Crime / AML | P1 | Phoenix, AZ | 2026-09-03 | |
| Company name shown to subscribers | Financial Crimes Investigator | Financial Crime / AML | P1 | Chelmsford, MA | 2026-09-03 | |
| Company name shown to subscribers | FCC- Business Intelligence Group, Associate / Vice President | Financial Crime / AML | P2 | Dallas, TX | 2026-09-03 | |
| Company name shown to subscribers | Senior Associate, Cybersecurity Regulatory Compliance | Privacy / Data / Cybersecurity | P2 | Remote | 2026-09-03 | |
| Company name shown to subscribers | KYC Investigator - Ongoing Due Diligence | Financial Crime / AML | P4 | Multiple Locations | 2026-09-03 | |
| Company name shown to subscribers | Senior KYC Investigator - Ongoing Due Diligence | Financial Crime / AML | P4 | Multiple Locations | 2026-09-03 | |
| Company name shown to subscribers | Lead Business Analyst, Risk & Compliance | Generalist | P1 | Toronto, ON | 2026-09-03 | |
| Company name shown to subscribers | Manager, Regulatory Risk Management | Regulatory Affairs / Exams / Change | P3 | Toronto, ON | 2026-09-03 | |
| Company name shown to subscribers | AVP, Product and Regulatory Counsel | Regulatory Affairs / Exams / Change | P2 | Multiple Locations | 2026-09-03 | |
| Company name shown to subscribers | Senior BSA/AML Investigator | Financial Crime / AML | P1 | Multiple Locations | 2026-09-03 |
Company name shown to subscribers
Director, Institutional Compliance
- Function
- Generalist
- Location
- San Francisco, CA
- First seen
- 2026-09-05
Company name shown to subscribers
Compliance Risk Assessment Specialist
- Function
- Generalist
- Location
- Multiple Locations
- First seen
- 2026-09-05
Company name shown to subscribers
Supervision Portfolio Oversight Manager
- Function
- Supervision / Sales Practice
- Location
- Multiple Locations
- First seen
- 2026-09-05
Company name shown to subscribers
Surveillance Intern
- Function
- Trade Surveillance / Control Room / Conduct
- Location
- Overland Park, KS
- First seen
- 2026-09-05
Company name shown to subscribers
Compliance Risk Governance Manager
- Function
- Generalist
- Location
- Columbus, OH
- First seen
- 2026-09-05
Company name shown to subscribers
AML Sanctions Specialist I
- Function
- Financial Crime / AML
- Location
- Multiple Locations
- First seen
- 2026-09-05
Company name shown to subscribers
Director, Supervision - Trade Review
- Function
- Supervision / Sales Practice
- Location
- St. Petersburg, FL
- First seen
- 2026-09-05
Company name shown to subscribers
Manager, Supervision - Trade Review
- Function
- Supervision / Sales Practice
- Location
- St. Petersburg, FL
- First seen
- 2026-09-05
Company name shown to subscribers
Sr Analyst, Regulatory Advisory Compliance
- Function
- Regulatory Affairs / Exams / Change
- Location
- Owings Mills, MD
- First seen
- 2026-09-05
Company name shown to subscribers
Head of Commercial Compliance - Americas
- Function
- Generalist
- Location
- San Francisco, CA
- First seen
- 2026-09-05
Company name shown to subscribers
Assistant Compliance Officer
- Function
- Generalist
- Location
- Harrisburg, PA
- First seen
- 2026-09-05
Company name shown to subscribers
BSA Analyst I
- Function
- Financial Crime / AML
- Location
- McAllen, TX
- First seen
- 2026-09-05
Company name shown to subscribers
Compliance Associate, Trading Compliance
- Function
- Generalist
- Location
- Stamford, CT
- First seen
- 2026-09-05
Company name shown to subscribers
Manager, Incident Response & Governance - Global Compliance
- Function
- Generalist
- Location
- Toronto, ON
- First seen
- 2026-09-05
Company name shown to subscribers
Corporate Compliance Assurance Manager
- Function
- Compliance Testing / Monitoring / QA
- Location
- Suffolk, VA
- First seen
- 2026-09-05
Company name shown to subscribers
AML Compliance Advisor Principal
- Function
- Financial Crime / AML
- Location
- Minneapolis, MN
- First seen
- 2026-09-04
Company name shown to subscribers
Senior Investigator BSA/AML
- Function
- Financial Crime / AML
- Location
- Honolulu, HI
- First seen
- 2026-09-04
Company name shown to subscribers
Principal - AML/BSA Governance & Advisory
- Function
- Financial Crime / AML
- Location
- Glen Allen, VA
- First seen
- 2026-09-04
Company name shown to subscribers
Associate, Regulatory Engagement and Broker-Dealer Compliance
- Function
- Regulatory Affairs / Exams / Change
- Location
- Multiple Locations
- First seen
- 2026-09-04
Company name shown to subscribers
Control Room Associate
- Function
- Trade Surveillance / Control Room / Conduct
- Location
- New York City, NY
- First seen
- 2026-09-04
Company name shown to subscribers
Associate, Regulatory Compliance
- Function
- Generalist
- Location
- New York City, NY
- First seen
- 2026-09-04
Company name shown to subscribers
Senior Associate, AML Compliance
- Function
- Financial Crime / AML
- Location
- Chicago, IL
- First seen
- 2026-09-04
Company name shown to subscribers
Regulatory External Data Services - Fair Lending Analysis -Senior Associate
- Function
- Consumer Compliance
- Location
- Plano, TX
- First seen
- 2026-09-04
Company name shown to subscribers
Senior Supervisory Principal - Central Supervision Principal
- Function
- Supervision / Sales Practice
- Location
- Multiple Locations
- First seen
- 2026-09-04
Company name shown to subscribers
Compliance Governance & Reporting Analyst
- Function
- Generalist
- Location
- Multiple Locations
- First seen
- 2026-09-04
Company name shown to subscribers
Manager, Surveillance Risk & Trends
- Function
- Trade Surveillance / Control Room / Conduct
- Location
- Multiple Locations
- First seen
- 2026-09-04
Company name shown to subscribers
FIU BSA Investigator (Temporary Assignment)
- Function
- Financial Crime / AML
- Location
- Plymouth, MA
- First seen
- 2026-09-04
Company name shown to subscribers
Senior Manager, Risk Management & Compliance
- Function
- Generalist
- Location
- Toronto, ON
- First seen
- 2026-09-04
Company name shown to subscribers
AML Investigator
- Function
- Financial Crime / AML
- Location
- Multiple Locations
- First seen
- 2026-09-04
Company name shown to subscribers
Manager, GBM AML Monitoring & Testing, Global AML
- Function
- Financial Crime / AML
- Location
- Toronto, ON
- First seen
- 2026-09-04
Company name shown to subscribers
Senior Manager, AML Models and Analytics - Client Risk Rating
- Function
- Financial Crime / AML
- Location
- Toronto, ON
- First seen
- 2026-09-04
Company name shown to subscribers
AML Sanctions Specialist I
- Function
- Financial Crime / AML
- Location
- Oak Ridge, NJ
- First seen
- 2026-09-04
Company name shown to subscribers
Risk and Compliance Program Analyst
- Function
- Generalist
- Location
- Morristown, NJ
- First seen
- 2026-09-04
Company name shown to subscribers
BSA Regulatory Analyst
- Function
- Financial Crime / AML
- Location
- Honolulu, HI
- First seen
- 2026-09-03
Company name shown to subscribers
Front Office Control & Surveillance Specialist
- Function
- Trade Surveillance / Control Room / Conduct
- Location
- Montreal, QC
- First seen
- 2026-09-03
Company name shown to subscribers
Assistant Vice President, Funds Legal and Regulatory
- Function
- Regulatory Affairs / Exams / Change
- Location
- New York City, NY
- First seen
- 2026-09-03
Company name shown to subscribers
Compliance Analyst
- Function
- Generalist
- Location
- Remote
- First seen
- 2026-09-03
Company name shown to subscribers
Senior Director, Compliance – Capital Markets
- Function
- Generalist
- Location
- Toronto, ON
- First seen
- 2026-09-03
Company name shown to subscribers
Client Due Diligence (KYC) Assurance Manager
- Function
- Financial Crime / AML
- Location
- Jacksonville, FL
- First seen
- 2026-09-03
Company name shown to subscribers
VP, FCM, Tokenization & Stablecoin Compliance Officer
- Function
- Generalist
- Location
- Multiple Locations
- First seen
- 2026-09-03
Company name shown to subscribers
KYC Analyst I
- Function
- Financial Crime / AML
- Location
- Phoenix, AZ
- First seen
- 2026-09-03
Company name shown to subscribers
Financial Crimes Investigator
- Function
- Financial Crime / AML
- Location
- Chelmsford, MA
- First seen
- 2026-09-03
Company name shown to subscribers
FCC- Business Intelligence Group, Associate / Vice President
- Function
- Financial Crime / AML
- Location
- Dallas, TX
- First seen
- 2026-09-03
Company name shown to subscribers
Senior Associate, Cybersecurity Regulatory Compliance
- Function
- Privacy / Data / Cybersecurity
- Location
- Remote
- First seen
- 2026-09-03
Company name shown to subscribers
KYC Investigator - Ongoing Due Diligence
- Function
- Financial Crime / AML
- Location
- Multiple Locations
- First seen
- 2026-09-03
Company name shown to subscribers
Senior KYC Investigator - Ongoing Due Diligence
- Function
- Financial Crime / AML
- Location
- Multiple Locations
- First seen
- 2026-09-03
Company name shown to subscribers
Lead Business Analyst, Risk & Compliance
- Function
- Generalist
- Location
- Toronto, ON
- First seen
- 2026-09-03
Company name shown to subscribers
Manager, Regulatory Risk Management
- Function
- Regulatory Affairs / Exams / Change
- Location
- Toronto, ON
- First seen
- 2026-09-03
Company name shown to subscribers
AVP, Product and Regulatory Counsel
- Function
- Regulatory Affairs / Exams / Change
- Location
- Multiple Locations
- First seen
- 2026-09-03
Company name shown to subscribers
Senior BSA/AML Investigator
- Function
- Financial Crime / AML
- Location
- Multiple Locations
- First seen
- 2026-09-03
About this board
Diamond is Ophelos Opal’s compliance board. It carries 785 curated compliance and regulatory attorney openings across banking, asset management, brokerage, and fintech in the United States and Canada, from analysts to chief compliance officers, spanning thirteen functions from financial crime and AML to trade surveillance to consumer compliance. The roles are curated every day from the career pages of more than 1,000 financial-services companies, including the hundreds of smaller companies that never advertise on the big platforms. Nothing on the board is promoted or sponsored, and no company can pay to appear here. Anyone may browse every role free with company names hidden. A $5-a-week membership shows every company name and links each role straight to the employer’s own posting, one click from applying. The Last Updated stamp below shows the most recent refresh.